SENIOR MANAGERS & CERTIFICATION REGIME

ENSURING NARRATIVES ARE SUSTAINABLE, FEASIBLE AND DEFENSIBLE

Aldbury International provides an independent assessment of practices and processes linked to Operational Resilience that will be the direct responsibility of one or more individuals under the Senior Managers & Certification Regime.

We use our industry knowledge and subject matter expertise to align ourselves with firms throughout the financial services sector to help improve governance, accountability, culture and critically, core understanding.

ENSURING YOU ARE CONFIDENT WITH YOUR PERSONAL NARRATIVE

The Senior Managers Regime puts the onus on Designated Individuals.

Building and sustaining your own personal narrative under the Senior Managers Regime is critical.

Clear understanding of Duty of Responsibility and operations.

Decisions are being taken at the right level

Clear lines of accountability

Clear underlying rationale behind decisions.

Objectives of the business and its stakeholders are always paramount.

To confirm and evidence you fully meet FCA expectations, contact us.

BACKGROUND SCREENING

As a regulated entity, you are responsible for ensuring the fitness and propriety of your staff.

Aldbury International provides the expertise and support to enable you to complete a "fit and proper" assessment which can include:

Credit checks
Educational and qualification checks
Confirmation of employment
Validation of claims made in pre-employment disclosure statements
Social Media checks
Criminal Records*

Aldbury International also offer in-depth and targeted investigation into individuals or prospective business contacts.

WHAT YOU NEED TO KNOW ABOUT THE FCA'S NEW POLICY STATEMENT ON OPERATIONAL RESILIENCE

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TESTIMONIALS

"We worked with Robin on our policy and practices for critical incident management. His expert advice has resulted in simple and effective solutions for us for any crisis. It was a very thorough process and I am confident of our ability to respond well as a consequence."