Canary Wharf London

SENIOR MANAGERS & CERTIFICATION REGIME

ENSURING NARRATIVES ARE SUSTAINABLE, FEASIBLE AND DEFENSIBLE

Aldbury International provides an independent assessment of practices and processes linked to Operational Resilience that will be the direct responsibility of one or more individuals under the Senior Managers & Certification Regime

We use our industry knowledge and subject matter expertise to align ourselves with firms throughout the financial services sector to help improve governance, accountability, culture and critically, core understanding. 

ENSURING YOU ARE CONFIDENT WITH YOUR PERSONAL NARRATIVE

The Senior Managers Regime puts the onus on Designated Individuals.

Building and sustaining your own personal narrative under the Senior Managers Regime is critical.

 

  • Clear understanding of Duty of Responsibility and            operations.

  • Decisions are being taken at the right level

  • Clear lines of accountability

  • Clear underlying rationale behind decisions.

  • Objectives of the business and its stakeholders are always paramount. 

To confirm and evidence you fully meet FCA expectations, contact us.

Business Meeting
City Sky

BACKGROUND SCREENING

As a regulated entity, you are responsible for ensuring the fitness and propriety of your staff.

Aldbury International provides the expertise and support to enable you to complete a "fit and proper" assessment which can include:

  • Credit checks

  • Educational and qualification checks

  • Confirmation of employment

  • Validation of claims made in pre-employment disclosure statements

  • Social Media checks

  • Criminal Records*

Aldbury International also offer in-depth and targeted investigation into individuals or prospective business contacts.

WHAT YOU NEED TO KNOW ABOUT THE FCA'S NEW POLICY STATEMENT ON OPERATIONAL RESILIENCE

TESTIMONIALS

"We worked with Robin on our policy and practices for critical incident management.  His expert advice has resulted in simple and effective solutions for us for any crisis. It was a very thorough process and I am confident of our ability to respond well as a consequence."

Image by Sean Pollock